About Us

Wolfe Capital Markets and Advisory, the broker-dealer affiliate of Wolfe Research LLC, is a specialized boutique investment bank offering unbiased, expert advice to clients across a variety of sectors. Our team is comprised of experienced bankers who provide advice focused on supporting and advancing the long term interests of our clients. We engage in equity and debt underwriting across a variety of sectors and offer a range of advisory services from mergers & acquisitions to capital markets.


Client Focused – Our model is predicated on providing high quality services to a select client base. Our clients receive senior level attention throughout any engagement to ensure superior execution. We are client-focused, not transaction focused. For additional detail on the services our investment banking team provides, please click here.


Industry Expertise – Bankers at Wolfe Capital Markets and Advisory are continuously in the market with real time knowledge of trends, valuations and investor preferences. As a result, our banking team offers unique market perspectives across a variety of sectors and geographies, affording clients significant benefits from our deep industry expertise. For more information on the sectors we cover, please click here.


Superior Execution – Our team is comprised of senior investment bankers with substantial experience in executing transactions across all products and sectors. This experience uniquely positions us to assist clients in achieving their transaction objectives. To learn more about our team, please click here.


Extensive Relationships – We offer clients access to an extensive network of key industry executives at large, public corporations to entrepreneurs and owners of smaller, privately-held firms. In addition, our team has on-going dialogue with key decision makers at private equity firms in New York and throughout North America.


For more information, please Contact Us


Disclosure of Order Routing Information
The U.S. Securities and Exchange Commission’s client disclosure rule, SEC Rule 606, requires all broker/dealers that route orders in equity securities to make quarterly reports available that present a general overview of their routing practices. The reports must identify the significant venues to which the client orders were routed for execution during the applicable quarter and disclose the material aspects of the broker/dealer’s relationship with such venues. The most recent such quarterly report for Wolfe Research Securities may be found by accessing the following link: https://vrs.vista-one-solutions.com/sec606rule.aspx

Wolfe Capital Markets and Advisory is a registered broker dealer and member of FINRA and SIPC.